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Securities account opening documents

Individual / Joint account

Securities account opening documents (Individual / Joint)
Consent under the Hong Kong Investor Identification Regime (HKIDR) and Over-thecounter Securities Transactions Reporting Regime (OTCR)
Securities account opening documents (Individual / Joint) W8-BEN
Terms and Conditions of Agreement
Securities account opening documents (Individual / Joint) Anti-Money Laundering and Anti-Terrorist Financing Questionnaire
Securities account opening documents (Individual / Joint) checklist

Corporate account

Securities account opening documents (Corporate)
Terms and Conditions of Agreement
Securities account opening documents (Corporate) W8-BEN-E
Self Certification Form - Entity
Securities account opening documents (Corporate) Anti-Money Laundering and Anti-Terrorist Financing Questionnaire
Self Certification Form - Controlling Person
Guarantee Agreement (For Margin Account)
Securities account opening documents (Corporate) checklist
Consent under the Hong Kong Investor Identification Regime (HKIDR) and Over-thecounter Securities Transactions Reporting Regime (OTCR)

Futures account opening documents

Individual / Joint account

Futures account opening documents (Individual / Joint)
Guarantee Agreement (For Margin Account)
Futures account opening documents (Individual / Joint) W8-BEN
Terms and Conditions of Agreement
Futures account opening documents (Individual / Joint) Anti-Money Laundering and Anti-Terrorist Financing Questionnaire
Futures account opening documents (Individual / Joint) checklist

Corporate account

Futures account opening documents (Corporate)
Terms and Conditions of Agreement
Futures account opening documents (Corporate) W8-BEN-E
Self Certification Form - Entity
Futures account opening documents (Corporate) Anti-Money Laundering and Anti-Terrorist Financing Questionnaire
Self Certification Form - Controlling Person
Guarantee Agreement (For Margin Account)
Futures account opening documents (Corporate) checklist

General

[Securities] Cash Withdrawal Form
Investor / Securities Settlement Instruction (I.S.I./S.I) Form
[Futures] Cash Withdrawal Form
Streaming Real-Time Quotes Service
Client Stock Deposit
Change Information in Account Opening Documentation
Stock Withdrawal Form

Reference

System Requirement
SP Trader Futures Trading Manual
POS Enhancements Information Book
Securities Trading System 2FA Manual